1) pdf Letter to William H Donaldson, SEC Chairman from long standing FIASI Member Leo McSherry (pdf)
2) image Response from SEC personal letter from William H. Donaldson dated December 2003 (jpg)
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Welcome to FIASI
The CFA as a Financial Expert
When the Sarbanes-Oxley Act was first passed the original definition of a financial expert was a CPA, later broadened to include other accountants. Our long time member, Leo McSherry, thought that not including CFAs was an oversight that should be corrected, so he took it upon himself and wrote the SEC. Mr. McSherry's letter to the Chairman of the SEC and his personal response are shown below:
1) pdf Letter to William H Donaldson, SEC Chairman from long standing FIASI Member Leo McSherry (pdf)
2) image Response from SEC personal letter from William H. Donaldson dated December 2003 (jpg)
1) pdf Letter to William H Donaldson, SEC Chairman from long standing FIASI Member Leo McSherry (pdf)
2) image Response from SEC personal letter from William H. Donaldson dated December 2003 (jpg)
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